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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2019-01-04 |
| MI | RA | APPROVED | 2018-11-02 |
Branch Locations
28411 Northwestern Hwy Suite 1300, Southfield, MI 48034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Signator Investors Inc | Boston | MA | 04/2006 | 11/2018 |
| Osaic Wealth, Inc. | Southfield | MI | 11/2018 | Present |
1) MFC/COMPASS STRATEGIC PLANNING - FIXED PRODUCTS POSITION: Agent/Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 04/13/2006 ADDRESS: 359 N Main St, Milford MI 48381, United States DESCRIPTION: Solicit insurance policies 2) MFC COMPASS STRATEGIC PLANNING (SECURITIES) POSITION: Registered Rep NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/01/2006 ADDRESS: 359 N Main St, Milford MI 48381, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 3)RAYMOND J TREPANIER JR POSITION: Owner NATURE: Sole proprietor INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/22/1990 ADDRESS: 593 East Shore Drive, Whitmore Lake MI 48189, United States DESCRIPTION: I keep the license active to use the discounts on materials for my own projects. An example would be that I just added a 24' deck to the back of my house. I received a builder discount on the materials. I have had this license disclosed on my U4 from the start of this career.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-01 |
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