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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-05-01 |
| KS | RA | APPROVED | 2026-01-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Creve Ceour | MO | 02/2015 | 07/2017 |
| New York Life Insurance Company | Creve Coeur | MO | 07/2014 | 07/2017 |
| Td Ameritrade Investment Management, Inc. | Saint Louis | MO | 08/2019 | 05/2021 |
| Charles Schwab & Co., Inc. | St. Louis | MO | 12/2022 | 03/2025 |
| Raymond James Financial Services, Inc. | Overland Park | KS | 01/2026 | Present |
| Unemployed | Saint Louis | MO | 03/2025 | 01/2026 |
| Raymond James Financial Services Advisors, Inc. | Overland Park | KS | 01/2026 | Present |
| First National Bank Of Omaha | Overland Park | KS | 01/2026 | Present |
| First Investments And Planning | Overland Park | KS | 01/2026 | Present |
| Td Ameritrade, Inc. | Chesterfield | MO | 09/2017 | 05/2024 |
(1)Name of Business: First Investments and Planning Address: 4650 College Blvd Ste 200, Overland Park, KS, 66211-1605, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/21/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: First Investments and Planning (2)Name of Business: Tall Oak Designs Address: 7207 Tall Oak Ct, Saint Louis, MO, 63129, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/14/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Custom woodworking specializing in kitchen products and other wood creations.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-19 |
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