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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2026-05-01
KS RA APPROVED 2026-01-20
  • MO RA
    APPROVED
    Since 2026-05-01
  • KS RA
    APPROVED
    Since 2026-01-20

Branch Locations

1 Ward Parkway, Kansas City, MO 64112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Creve Ceour MO 02/2015 07/2017
New York Life Insurance Company Creve Coeur MO 07/2014 07/2017
Td Ameritrade Investment Management, Inc. Saint Louis MO 08/2019 05/2021
Charles Schwab & Co., Inc. St. Louis MO 12/2022 03/2025
Raymond James Financial Services, Inc. Overland Park KS 01/2026 Present
Unemployed Saint Louis MO 03/2025 01/2026
Raymond James Financial Services Advisors, Inc. Overland Park KS 01/2026 Present
First National Bank Of Omaha Overland Park KS 01/2026 Present
First Investments And Planning Overland Park KS 01/2026 Present
Td Ameritrade, Inc. Chesterfield MO 09/2017 05/2024
  • 02/2015 → 07/2017
    Nylife Securities Llc
    Creve Ceour, MO
  • 07/2014 → 07/2017
    New York Life Insurance Company
    Creve Coeur, MO
  • 08/2019 → 05/2021
    Td Ameritrade Investment Management, Inc.
    Saint Louis, MO
  • 12/2022 → 03/2025
    St. Louis, MO
  • 01/2026 → Present
    Raymond James Financial Services, Inc.
    Overland Park, KS
  • 03/2025 → 01/2026
    Unemployed
    Saint Louis, MO
  • 01/2026 → Present
    Overland Park, KS
  • 01/2026 → Present
    First National Bank Of Omaha
    Overland Park, KS
  • 01/2026 → Present
    First Investments And Planning
    Overland Park, KS
  • 09/2017 → 05/2024
    Td Ameritrade, Inc.
    Chesterfield, MO
Previous Registrations
  • 2022-10-04 → 2025-04-11
    St Louis, MO
    Chesterfield, MO
  • 2019-08-26 → 2022-10-14
    Td Ameritrade, Inc.
    St. Louis, MO
    Chesterfield, MO
  • 2019-08-26 → 2021-05-12
    Td Ameritrade Investment Management, Llc
    St Louis, MO
Other Businesses

(1)Name of Business: First Investments and Planning Address: 4650 College Blvd Ste 200, Overland Park, KS, 66211-1605, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/21/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: First Investments and Planning (2)Name of Business: Tall Oak Designs Address: 7207 Tall Oak Ct, Saint Louis, MO, 63129, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 08/14/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Custom woodworking specializing in kitchen products and other wood creations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-23
S63 Uniform Securities Agent State Law Examination 2016-04-19
  • S66 Uniform Combined State Law Examination
    2019-08-23
  • S63 Uniform Securities Agent State Law Examination
    2016-04-19

View on SEC IAPD

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