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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-20
CA RA APPROVED 2020-05-28
  • TX RA
    APPROVED
    Since 2021-04-20
  • CA RA
    APPROVED
    Since 2020-05-28

Branch Locations

333 W San Carlos St. Suite 1650, San Jose, CA 95110 • United States

Sacramento, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Jose CA 07/2014 11/2016
Wells Fargo Clearing Services, Llc San Jose CA 11/2016 05/2020
Raymond James & Associates Inc San Jose CA 05/2020 Present
Previous Registrations
Other Businesses

1) Name of Business: Rental Real Estate Address: 583 N 2nd Street, San Jose, CA, 95112, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/09/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-02
  • S66 Uniform Combined State Law Examination
    2014-10-02
Designations
Other Names
  • Katherine Davalos
  • Katherine Elizabeth Davalos

View on SEC IAPD

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