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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-01-07
FL RA APPROVED 2015-11-25
  • TX RA
    APPROVED
    Since 2016-01-07
  • FL RA
    APPROVED
    Since 2015-11-25

Branch Locations

50 N Laura St, Jacksonville, FL 32202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 07/2014 Present
Other Businesses

I*1074380 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Miami, Florida, 33134 Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 12/1/2022 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-11-20
  • S66 Uniform Combined State Law Examination
    2015-11-20

View on SEC IAPD

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