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Ryan Michael Ennis

Vanguard Advisers, Inc.

Charlotte, NC

CRD 6373943

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2020-05-11
TX RA APPROVED 2020-05-11
  • NC RA
    APPROVED
    Since 2020-05-11
  • TX RA
    APPROVED
    Since 2020-05-11

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 08/2016 Present
Self-Employed Charlotte NC 07/2017 Present
Vanguard Marketing Corporation Charlotte NC 08/2016 Present
Vanguard Advisers, Inc. Charlotte NC 05/2020 Present
  • 08/2016 → Present
    The Vanguard Group, Inc.
    Charlotte, NC
  • 07/2017 → Present
    Self-Employed
    Charlotte, NC
  • 08/2016 → Present
    Vanguard Marketing Corporation
    Charlotte, NC
  • 05/2020 → Present
    Charlotte, NC
Other Businesses

NAME OF BUSINESS: POSTMATES NON-INVESTMENT RELATED ADDRESS: CHARLOTTE, NC NATURE OF BUSINESS: FOOD DELIVERY POSITION: DRIVER START DATE: 07/2017 APPROX. HOURS/MONTH: 40 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: DELIVERY DRIVER

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-09-15
  • S63 Uniform Securities Agent State Law Examination
    2016-09-15
Designations
  • Certified Financial Planner
Other Names
  • Ryan Ennis

View on SEC IAPD

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