Amanda Lee Brunnett

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2022-03-14

OH RA
APPROVED

Since 2022-03-14

Branch Locations

200 Park Ave Suite 230, Orange Village, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Planners Of Cleveland, Inc. Dba Nca Financial Planners	Cleveland	OH	03/2006	12/2022
Royal Alliance Associates, Inc.	Cleveland	OH	03/2006	06/2023
Financial Planners Of Cleveland, Inc. Dba Nca Financial Planners	Cleveland	OH	01/2008	12/2022
Osaic Wealth, Inc	Cleveland	OH	06/2023	Present

03/2006 → 12/2022

Financial Planners Of Cleveland, Inc. Dba Nca Financial Planners

Cleveland, OH
03/2006 → 06/2023

Royal Alliance Associates, Inc.

Cleveland, OH
01/2008 → 12/2022

Financial Planners Of Cleveland, Inc. Dba Nca Financial Planners

Cleveland, OH
06/2023 → Present

Osaic Wealth, Inc

Cleveland, OH

Previous Registrations

2008-01-28 → 2022-01-07

Nca Financial Planners

Mayfield Heights, OH

Other Businesses

1) HERITAGE FINANCIAL PLANNERS POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/28/2005 ADDRESS: 200 Park Ave., Suite 230, orange Village OH 44122, United States DESCRIPTION: Hold insurance license. I am not conducting business but spend about 2 hours on average a month keeping up on continuing education. 2) HERITAGE FINANCIAL PLANNERS EMPLOYEE POSITION: Financial Advisor and Director of Financial Planning NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2022 ADDRESS: 200 Park Ave, Suite 230, Orange Village OH 44122, United States DESCRIPTION: Prepare financial plans, address clients with account related issues, assist clients with cash flow (deposits, transfers, and distributions), ensure HFP has complete and accurate client profile and financial information, compile meeting notes for documentation/future reference and follow-up, and other service related items.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-08-03

S66 Uniform Combined State Law Examination

2012-08-03

Other Names

Amanda Lee Ballantyne
Amanda Lee Ballantyne

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