Nicole Catherine Mcomber

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2004 → Present
  Jones & Roth Pc
  Eugene, OR
• 07/2014 → 10/2019
  1St Global Capital Corp.
  Eugene, OR
• 07/2014 → 10/2019
  1St Global Advisors, Inc.
  Eugene, OR
• 01/2015 → 09/2025
  Avantax Insurance Services
  Eugene, OR
• 10/2019 → 09/2025
  Avantax Advisory Services
  Eugene, OR
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Eugene, OR
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Eugene, OR
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Eugene, OR
• 2014-10-21 → 2019-10-25
  1St Global Advisors Inc
  Eugene, OR

Other Businesses

1) JONES & ROTH FINANCIAL ADVISORS, LLC POSITION: CPA, RELATIONSHIP MANAGER, REFERRING ADVISOR NATURE: FINANCIAL ADVISORY SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2015 ADDRESS: , Eugene OR 97401, United States DESCRIPTION: SECURITIES, FEE BASED, INSURANCE, REITS/LPS/BDCS

Exams

• S66 Uniform Combined State Law Examination
  2014-10-20

Other Names

• Nikki Catherine Mcomber
• Nicole Catherine Mcquiston
• Nikki Catherine Mcquiston