Kristen Kauffman

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 09/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lincoln, RI
• 02/2007 → 10/2016
  All Stars Bar And Grill
  Warwick, RI
• 11/2012 → 09/2021
  Bank Of America, N. A.
  Lincoln, RI
• 09/2021 → Present
  Fidelity Investments
  Smithfield, RI
• 03/2025 → Present
  Fidelity Investments
  Boston, MA

Previous Registrations

• 2021-11-12 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Smithfield, RI
• 2017-04-25 → 2021-09-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Riverside, RI

Exams

• S66 Uniform Combined State Law Examination
  2017-04-24

Other Names

• Kristen Lee Degregorio
• Kristen Lee Cooke
• Kristen L Kauffman
• Kristen Lee Kauffman