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717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-04-15 |
Branch Locations
11780 Us Highway 1, Suite N301, Palm Beach Gardens, FL 33408 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Uniondale / Jericho | NY | 07/2014 | 02/2017 |
| American Century Investment Services, Inc. | Kansas City | MO | 02/2017 | 04/2020 |
| Voya Investment Management | Kansas City | MO | 04/2020 | 02/2023 |
| Voya Investments Distributor, Llc | Windsor | CT | 04/2020 | 02/2023 |
| Voya Investment Management Co. Llc | New York | NY | 04/2020 | 02/2023 |
| Unemployed | Dallas | TX | 02/2023 | 04/2024 |
| Hilltop Securities, Inc. | Palm Beach Gardens | FL | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-27 |
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