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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2017-11-16 |
| TX | RA | APPROVED | 2016-03-30 |
Branch Locations
2948 East Texas Street, Bossier City, LA 71111 • United States
Bossier City, LA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Texarkana | TX | 06/2015 | Present |
| Cetera Investment Services Llc | St.CLoud | MN | 06/2015 | Present |
| Cetera Investment Advisers Llc | Texarkana | TX | 03/2016 | Present |
1.)SOLE PROPRIETOR AND ONLY EMPLOYEE OF RESPAWN TECHNOLOGIES; IPHONE SCREEN REPAIR; $50 PER REPAIR. 2.) PRO FOOTBALL NETWORK LLC. DATA RESEARCH ANALYSIS. 5-7 HRS ON WEEKENDS. 3.) HAYNES AERIAL MEDIA COMPANY, PHOTOGRAPHY & VIDEOGRAPHY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-11 |
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