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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-11-16
TX RA APPROVED 2016-03-30
  • LA RA
    APPROVED
    Since 2017-11-16
  • TX RA
    APPROVED
    Since 2016-03-30

Branch Locations

2948 East Texas Street, Bossier City, LA 71111 • United States

Bossier City, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regions Bank Texarkana TX 06/2015 Present
Cetera Investment Services Llc St.CLoud MN 06/2015 Present
Cetera Investment Advisers Llc Texarkana TX 03/2016 Present
  • 06/2015 → Present
    Regions Bank
    Texarkana, TX
  • 06/2015 → Present
    Cetera Investment Services Llc
    St.CLoud, MN
  • 03/2016 → Present
    Texarkana, TX
Previous Registrations
Other Businesses

1.)SOLE PROPRIETOR AND ONLY EMPLOYEE OF RESPAWN TECHNOLOGIES; IPHONE SCREEN REPAIR; $50 PER REPAIR. 2.) PRO FOOTBALL NETWORK LLC. DATA RESEARCH ANALYSIS. 5-7 HRS ON WEEKENDS. 3.) HAYNES AERIAL MEDIA COMPANY, PHOTOGRAPHY & VIDEOGRAPHY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-03-30
S63 Uniform Securities Agent State Law Examination 2014-09-11
  • S65 Uniform Investment Adviser Law Examination
    2016-03-30
  • S63 Uniform Securities Agent State Law Examination
    2014-09-11
Other Names
  • Chase Haynes

View on SEC IAPD

Other Firms

Other Investors

Other Offices

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