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John Paul Christian Dunnbier

LPl Financial LLC

Santa Rosa, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-05
  • CA RA
    APPROVED
    Since 2025-06-05

Branch Locations

850 3Rd St. Ste. 1, Santa Rosa, CA 95404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial West Group Westlake Village CA 04/2006 08/2017
Western International Securities, Inc. Pasadena CA 08/2017 06/2025
The Social Equity Group, Inc. San Francisco CA 11/2022 06/2025
Lpl Financial Llc Santa Rosa CA 06/2025 Present
  • 04/2006 → 08/2017
    Financial West Group
    Westlake Village, CA
  • 08/2017 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 11/2022 → 06/2025
    The Social Equity Group, Inc.
    San Francisco, CA
  • 06/2025 → Present
    Lpl Financial Llc
    Santa Rosa, CA
Previous Registrations
  • 2022-11-21 → 2025-12-23
    The Social Equity Group, Inc.
    San Francisco, CA
  • 2019-06-21 → 2025-06-05
    Western International Securities, Inc.
    Santa Rosa, CA
    Petaluma, CA
    Santa Rosa, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-20
S63 Uniform Securities Agent State Law Examination 2015-01-28
  • S65 Uniform Investment Adviser Law Examination
    2019-06-20
  • S63 Uniform Securities Agent State Law Examination
    2015-01-28
Other Names
  • Chris Dunnbier
  • Christopher Dunnbier

View on SEC IAPD

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STIFEL, NICOLAUS & COMPANY, INCORPORATED
A.E.I. FINANCIAL GROUP

Other Investors

JAMES BERNARD BERTERO
MICHAEL KEVIN MOBERLY
STEPHEN LORAN SMITH
JENNIFER LEE KNAPP
MATTHEW JOSEPH VEAL
MATTHEW MARK DAVIS
JEFFREY DONALD OLE GOSPE
PAMELA LYNN KEZER

Other Offices

MORGAN STANLEY · Santa Rosa, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA

More in Santa Rosa, CA

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