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Alvaro Antonio Pulido

Wells Fargo Clearing Services, LLC

Santa Rosa, CA

Petaluma, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-02
  • CA RA
    APPROVED
    Since 2023-09-02

Branch Locations

3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States

125 Western Ave, Petaluma, CA 94952 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Petaluma CA 08/2006 Present
Wells Fargo Advisors Llc Petaluma CA 07/2014 11/2016
Wells Fargo Clearing Services, Llc Petaluma CA 11/2016 Present
  • 08/2006 → Present
    Wells Fargo Bank Na
    Petaluma, CA
  • 07/2014 → 11/2016
    Wells Fargo Advisors Llc
    Petaluma, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Petaluma, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-01
S63 Uniform Securities Agent State Law Examination 2014-09-11
  • S66 Uniform Combined State Law Examination
    2023-09-01
  • S63 Uniform Securities Agent State Law Examination
    2014-09-11

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Santa Rosa, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Santa Rosa, CA
CALDWELL SUTTER CAPITAL, INC. · Santa Rosa, CA
WELLS FARGO CLEARING SERVICES, LLC · SANTA ROSA, CA
EDWARD JONES · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
FOCUS PARTNERS WEALTH, LLC · SANTA ROSA, CA
LPL FINANCIAL LLC · SANTA ROSA, CA

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