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Aria Khani

Charles Schwab & Co., Inc.

Carlsbad, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-06-03
  • CA RA
    APPROVED
    Since 2025-06-03

Branch Locations

5796 Armada Drive Suite 175, Carlsbad, CA 92008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Los Gatos CA 05/2011 08/2018
Wells Fargo Advisors Llc Los Gatos CA 07/2014 11/2016
Wells Fargo Clearing Services, Llc Los Gatos CA 11/2016 08/2018
Bancwest Investment Services, Inc. San Jose CA 08/2018 08/2019
Bank Of The West San Jose CA 08/2018 08/2019
Fidelity Brokerage Services Llc Rancho Bernardo CA 09/2019 05/2025
Charles Schwab & Co, Inc Carlsbad CA 05/2025 Present
Charles Schwab Bank, Ssb Carlsbad CA 05/2025 Present
  • 05/2011 → 08/2018
    Wells Fargo Bank Na
    Los Gatos, CA
  • 07/2014 → 11/2016
    Wells Fargo Advisors Llc
    Los Gatos, CA
  • 11/2016 → 08/2018
    Wells Fargo Clearing Services, Llc
    Los Gatos, CA
  • 08/2018 → 08/2019
    Bancwest Investment Services, Inc.
    San Jose, CA
  • 08/2018 → 08/2019
    Bank Of The West
    San Jose, CA
  • 09/2019 → 05/2025
    Fidelity Brokerage Services Llc
    Rancho Bernardo, CA
  • 05/2025 → Present
    Charles Schwab & Co, Inc
    Carlsbad, CA
  • 05/2025 → Present
    Charles Schwab Bank, Ssb
    Carlsbad, CA
Previous Registrations
  • 2025-03-31 → 2025-05-06
    Strategic Advisers Llc
    Carlsbad, CA
    San Diego, CA
    San Diego, CA
    Carlsbad, CA
    Boston, MA
  • 2019-10-01 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Campbell, CA
  • 2018-11-20 → 2019-09-03
    Bancwest Investment Services, Inc.
    Gilroy, CA
    San Jose, CA
    San Jose, CA
    San Jose, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-19
S63 Uniform Securities Agent State Law Examination 2014-09-12
  • S65 Uniform Investment Adviser Law Examination
    2018-11-19
  • S63 Uniform Securities Agent State Law Examination
    2014-09-12
Other Names
  • Aria John Khani
  • Aria Khani

View on SEC IAPD

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Other Offices

INTELLIGENCE DRIVEN ADVISERS, LLC · CARLSBAD, CA
COTTINGHAM MANAGEMENT COMPANY, LLC · CARLSBAD, CA
CORONADO INVESTMENT ADVISORS, LLC · CARLSBAD, CA
FINANCIAL PLANNING SOLUTIONS, INC. · CARLSBAD, CA
PFS INVESTMENTS INC. · CARLSBAD, CA
COMMONWEALTH FINANCIAL NETWORK · CARLSBAD, CA
FRANK FINANCIAL ADVISORS · CARLSBAD, CA
LPL FINANCIAL LLC · CARLSBAD, CA

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