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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2014-11-21
  • PA RA
    APPROVED
    Since 2014-11-21

Branch Locations

1032 North Easton Road Suite A, Doylestown, PA 18902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Doylestown PA 07/2014 Present
Other Businesses

1. 8/5/2014 - CMC INVESTMENT MANAGEMENT LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 100% OF TIME SPENT. 2. 11/21/2018 - CMC Investment Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/06/2018 - 6 Hours Per Month/6 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-20
  • S66 Uniform Combined State Law Examination
    2014-11-20
Other Names
  • Jeffrey Jafolla
  • Jeffrey John Jafolla

View on SEC IAPD

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