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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2014-11-21 |
Branch Locations
1032 North Easton Road Suite A, Doylestown, PA 18902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Doylestown | PA | 07/2014 | Present |
1. 8/5/2014 - CMC INVESTMENT MANAGEMENT LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - 100% OF TIME SPENT. 2. 11/21/2018 - CMC Investment Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 11/06/2018 - 6 Hours Per Month/6 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-20 |
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