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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-22 |
Branch Locations
250 A1A N Ste 300, Ponte Vedra Beach, FL 32082 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Ponte Vedra | FL | 07/2014 | 04/2021 |
| Jp Morgan Chase Bank | Ponte Vedra | FL | 07/2014 | 04/2021 |
| First Horizon Bank | Ponte Vedra Beach | FL | 04/2021 | 07/2022 |
| First Horizon Bank | Ponte Vedra Beach | FL | 07/2022 | 09/2023 |
| First Horizon Bank | Ponte Vedra Beach | FL | 09/2023 | Present |
| Lpl Financial Llc | Ponte Vedra Beach | FL | 08/2025 | Present |
1- 08/21/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At reported Business Location(s) - Start Date 08/05/2025 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-20 |
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