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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-15 |
| PA | RA | APPROVED | 2018-04-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bala Cynwyd | PA | 10/2016 | Present |
| Unemployed | Bryn Mawr | PA | 06/2016 | 09/2016 |
| Bank Of America, N.A. | Bala Cynwyd | PA | 06/2018 | Present |
I*125164 For profit or not for profit: Non-Profit Organization Name of outside business organization: The Ireland Funds Steering Committee Investment related: N Address of business: New York, New York 10154 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 7/29/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The Philadelphia Steering Committee is a voluntary, non-governing forum existing to advance the mission of The Ireland Funds Young Leaders in Philadelphia. The purpose of the Steering Committee is to support, participate, and help create local events
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-20 |
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