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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-20 |
| NY | RA | APPROVED | 2024-06-14 |
Branch Locations
15 Frowein Road, Building A-3, Center Moriches, NY 11934 • United States
106 Crystal Brook Hollow Road, Port Jefferson Station, NY 11776 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | Medford | NY | 07/2014 | 01/2018 |
| Nylife Securities Llc. | Medford | NY | 10/2014 | 01/2018 |
| Buckley'S Irish Pub | Center Moriches | NY | 10/2011 | 10/2018 |
| Beach Bar | Hampton Bays | NY | 05/2010 | 08/2017 |
| Axa Advisors, Llc | New York | NY | 01/2018 | 06/2020 |
| Securities America Inc | Port Jefferson Station | NY | 06/2020 | 06/2024 |
| Securities America Advisors | Port Jefferson Station | NY | 07/2020 | 06/2024 |
| Osaic Wealth, Inc. | Center Moriches | NY | 06/2024 | Present |
| La Buena Vida | Moriches | NY | 12/2019 | Present |
1. LA BUENA VIDA POSITION: employee NATURE: Weekend restaurant job INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 8 START DATE: 12/19/2019 ADDRESS: 71 Montauk Highway, Moriches NY 11955 DESCRIPTION: This is a weekend-only job, I work at this restaurant on Friday and Saturday evenings. It is a service job where I interact with customers, who come in for dinner. In no way does it interfere with my practice, nor am I managing assets, paying bills, or anything of that nature for the business itself. 2.FIXED INSURANCE POSITION: insurance agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 08/01/2014 ADDRESS: 15 Frowein Road, Suite A#, Center Moriches NY 11934, United States DESCRIPTION: sales and service of fixed insurance and annuities 3. HERITAGE HARBOR FINANCIAL ASSOCIATES POSITION: Financial Professional, IAR NATURE: Advisory business through my Broker-Dealer INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2024 ADDRESS: 15 Frowein Road, Suite A-3, Center Moriches NY 11934, United States DESCRIPTION: Advisory services offered 4. EAST END VOLLEYBALL POSITION: league night coordinator NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 07/22/2026 ADDRESS: PO Box 49, Hampton Bays NY 11946, United States DESCRIPTION: This is a recreational beach volleyball league that I've been playing in for several years. They have now offered to pay me to run their Wednesday evening league, which consists of printing out the schedules, bringing the score-sheets and lines to the beach, and then collecting them all again at the end of the night. It has no securities-related business at all, nor does it take place during trading hours (games run from approximately 6pm to 8:30pm)
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-03-28 |
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