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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-06
FL RA APPROVED 2020-09-21
  • TX RA
    APPROVED_RES
    Since 2020-11-06
  • FL RA
    APPROVED
    Since 2020-09-21

Branch Locations

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

1100 W Granada Blvd, Ormond Beach, FL 32174 • United States

836 Belle Terre Pkwy, Palm Coast, FL 32164 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. South Daytona FL 07/2014 11/2016
Wells Fargo Bank Na South Daytona FL 12/2013 Present
Wells Fargo Clearing Services, Llc South Daytona FL 11/2016 Present
  • 07/2014 → 11/2016
    Wells Fargo Advisors, Llc.
    South Daytona, FL
  • 12/2013 → Present
    Wells Fargo Bank Na
    South Daytona, FL
  • 11/2016 → Present
    South Daytona, FL
Other Businesses

RENTAL PROPERTY, INV RELATED, ORMOND BEACH, FL, 100% OWNERSHIP, START 10/1/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-18
S63 Uniform Securities Agent State Law Examination 2014-09-11
  • S66 Uniform Combined State Law Examination
    2020-09-18
  • S63 Uniform Securities Agent State Law Examination
    2014-09-11

View on SEC IAPD

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