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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-07-29 |
| GA | RA | APPROVED | 2018-09-13 |
| FL | RA | APPROVED | 2018-01-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Orlando | FL | 07/2014 | 11/2016 |
| Wells Fargo Bank Na | Orlando | FL | 05/2013 | 01/2017 |
| Wells Fargo Clearing Services, Llc | Orlando | FL | 11/2016 | 01/2017 |
| Jp Morgan Chase Bank | Windermere | FL | 01/2017 | 01/2018 |
| Jp Morgan Securities, Llc | Windermere | FL | 01/2017 | Present |
| Jpmorgan Chase Bank, N.A. | Windermere | FL | 01/2018 | 04/2020 |
| Jp Morgan Chase Bank, N.A. | Roswell | GA | 04/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-12 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-11 |
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