Stefano Di Rocco

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 08/2016 → 05/2019
  University Of Central Florida
  Orlando, FL
• 06/2017 → 08/2017
  Federacion Peruana De Futbol
  Lima
• 12/2017 → 01/2018
  Florida Cup
  Orlando, FL
• 10/2022 → Present
  Bank Of America, N.A.
  Miami, FL

Other Businesses

I*4500265 Entity Type: Entity Charitable Name of OBA: Christopher Columbus High School Address: Miami, Florida, 33165 Investment Related: No Position, Title, Association: Other Employee Start Date: 04/24/2026 Number of Hours: 15, Yearly Number of Hours during trading: 0, Yearly Duties: The purpose of this organization is a professional alumni group for the high school I am alumni of. This is to coordinate networking events for students and young alumni to meet other alumni of the school. Would be a moderator for the professional alumni group CAMERAS (Columbus Alumni in Media, Entertainment, Radio & Audio, and Sports). I would be assisting with coordinating networking events for young alumni to connect with older alumni. There will be no handling of money, donations, financial advice, or anything aside from being a point of contact to the main moderator.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-02-11
• S63 Uniform Securities Agent State Law Examination
  2021-12-10