Derric Dumont

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 11/2016
  Wells Fargo Advisors, Llc.
  Chesapeake, VA
• 07/2012 → 09/2020
  Wells Fargo Bank Na
  Chesapeake, VA
• 11/2016 → 09/2020
  Wells Fargo Clearing Services, Llc
  Chesapeake, VA
• 04/2021 → 02/2022
  Truist Investment Services, Inc.
  Norfolk, VA
• 09/2020 → 04/2021
  Unemployed
  Chesapeake, VA
• 10/2023 → 08/2024
  Ameriprise Financial Services, Llc
  Phoenix, AZ
• 10/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
• 08/2021 → 10/2023
  Post University
  Waterbury, CT

Previous Registrations

• 2024-03-12 → 2024-08-23
  Ameriprise Financial Services, Llc
  Phoenix, AZ
  Glendale, AZ
• 2021-05-06 → 2023-08-18
  Truist Advisory Services, Inc.
  Norfolk, VA
• 2018-04-02 → 2020-09-29
  Wells Fargo Clearing Services, Llc
  Chesapeake, VA
  Norfolk, VA

Exams

• S66 Uniform Combined State Law Examination
  2018-03-30
• S63 Uniform Securities Agent State Law Examination
  2014-09-11

Other Names

• Derric Dumont
• Derric Alexander Dumont