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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
1057 Lake Sumter Landing, The Villages, FL 32162-2698 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Henssler Financial | Kennesaw | GA | 07/2016 | 09/2017 |
| Alps Distributors, Inc. | Denver | CO | 07/2016 | 09/2017 |
| Charles Schwab & Co., Inc. | Atlanta | GA | 09/2017 | 07/2020 |
| Charles Schwab Bank | Atlanta | GA | 09/2017 | 07/2020 |
| Fidelity Investments | The Villages | FL | 07/2020 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-11-03 |
| S65 | Uniform Investment Adviser Law Examination | 2014-01-19 |
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