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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-02-23 |
| CA | RA | APPROVED | 2021-02-06 |
Branch Locations
2531 Anthem Village Dr, Henderson, NV 89052 • United States
2535 N Tustin St, Orange, CA 92865 • United States
5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Orange | CA | 03/2013 | Present |
| Wells Fargo Advisors Llc | Anaheim C | CA | 07/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Orange | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-10 |
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