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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2026-02-23
CA RA APPROVED 2021-02-06
  • NV RA
    APPROVED
    Since 2026-02-23
  • CA RA
    APPROVED
    Since 2021-02-06

Branch Locations

2531 Anthem Village Dr, Henderson, NV 89052 • United States

2535 N Tustin St, Orange, CA 92865 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Orange CA 03/2013 Present
Wells Fargo Advisors Llc Anaheim C CA 07/2014 11/2016
Wells Fargo Clearing Services, Llc Orange CA 11/2016 Present
  • 03/2013 → Present
    Wells Fargo Bank Na
    Orange, CA
  • 07/2014 → 11/2016
    Wells Fargo Advisors Llc
    Anaheim C, CA
  • 11/2016 → Present
    Orange, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-05
S63 Uniform Securities Agent State Law Examination 2014-09-10
  • S65 Uniform Investment Adviser Law Examination
    2021-02-05
  • S63 Uniform Securities Agent State Law Examination
    2014-09-10
Other Names
  • Dee Leyva
  • Edilia Leyva

View on SEC IAPD

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