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Heber Lares

Citigroup Global Markets Inc.

Henderson, NV

Camarillo, CA

Ventura, CA

Port Hueneme, CA

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-20
  • CA RA
    APPROVED
    Since 2022-10-20

Branch Locations

Citi Wealth Management, Sales 10211 South Eastern Avenue, Henderson, NV 89052 • United States

Cwm Retail, Sales 430 Arneill Road, Camarillo, CA 93010 • United States

Cwm Retail, Sales 1011 South Victoria Avenue, Ventura, CA 93003 • United States

Cwm Retail, Sales 739 West Channels Islands Blvd., Port Hueneme, CA 93041 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Thousand Oaks CA 08/2013 10/2022
Wells Fargo Clearing Services, Llc Thousand Oaks CA 11/2016 10/2022
Citigroup Westlake Village CA 10/2022 Present
  • 08/2013 → 10/2022
    Wells Fargo Bank, Na
    Thousand Oaks, CA
  • 11/2016 → 10/2022
    Wells Fargo Clearing Services, Llc
    Thousand Oaks, CA
  • 10/2022 → Present
    Citigroup
    Westlake Village, CA
Previous Registrations
  • 2021-04-26 → 2022-10-18
    Wells Fargo Clearing Services, Llc
    Thousand Oaks, CA
    Westlake Village, CA
    Ventura, CA
    San Luis Obispo, CA
    Thousand Oaks, CA
    Westlake Village, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-24
S63 Uniform Securities Agent State Law Examination 2017-02-17
  • S65 Uniform Investment Adviser Law Examination
    2021-04-24
  • S63 Uniform Securities Agent State Law Examination
    2017-02-17
Other Names
  • Heber I Lares
  • Heber Israel Lares

View on SEC IAPD

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Other Offices

EDWARD JONES · HENDERSON, NV
J.P. MORGAN SECURITIES LLC · HENDERSON, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HENDERSON, NV
WELLS FARGO CLEARING SERVICES, LLC · HENDERSON, NV
FOUNDATIONS INVESTMENT ADVISORS LLC · HENDERSON, NV
THE WEALTH CONSULTING GROUP · Henderson, NV
THRIVE WISE WEALTH · HENDERSON, NV
CHARLES SCHWAB & CO., INC. · Henderson, NV

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