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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-23
CA RA APPROVED 2023-02-21
  • TX RA
    APPROVED_RES
    Since 2025-07-23
  • CA RA
    APPROVED
    Since 2023-02-21

Branch Locations

6781 N Palm Ave Ste 201 [Nt/Nv-Rbo], Fresno, CA 93704 • United States

414 W Main St, Visalia, CA 93291 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Hanford CA 05/2013 Present
Wells Fargo Advisors Llc Hanford CA 07/2014 11/2016
Wells Fargo Clearing Services, Llc Hanford CA 11/2016 Present
  • 05/2013 → Present
    Wells Fargo Bank Na
    Hanford, CA
  • 07/2014 → 11/2016
    Wells Fargo Advisors Llc
    Hanford, CA
  • 11/2016 → Present
    Hanford, CA
Other Businesses

WOWSOMEWORLD DBA SAJDA DESIGN, NOT INV RELATED, VISALIA, CA, 50% OWNERSHIP, START 8/1/2017, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, DESIGNER INDIAN JEWELRY AND CLOTHING.; IHSS, NOT INV RELATED, VISALIA, CA, CAREGIVER, START: 9/15/2024, 20 HOURS A MONTH, 0 HOURS DURING TRADING, TAKING CARE OF FATHER WITH APPOINTMENTS AND HOUSEHOLD CHORES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-21
S63 Uniform Securities Agent State Law Examination 2015-01-24
  • S65 Uniform Investment Adviser Law Examination
    2023-02-21
  • S63 Uniform Securities Agent State Law Examination
    2015-01-24

View on SEC IAPD

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