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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-01-14 |
| TX | RA | APPROVED | 2017-07-27 |
| NJ | RA | APPROVED | 2017-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 04/2015 | Present |
I*4560267 Entity Type: Fiduciary Role Name of OBA: CATHERINE PINTO Address: Morristown, New Jersey, 7960 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/07/2026 Number of Hours: 8, Monthly Number of Hours during trading: 0, Monthly Duties: Aunt I*4561267 Entity Type: Fiduciary Role Name of OBA: MLPF& S CUST FPO CATHERINE PINTO IRA FBO CATHERINE PINTO Address: Morristown, New Jersey, 7960 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/07/2026 Number of Hours: 8, Monthly Number of Hours during trading: 0, Monthly Duties: Aunt I*4561268 Entity Type: Fiduciary Role Name of OBA: MLPF& S CUST FPO CATHERINE PINTO IRA FBO CATHERINE PINTO Address: Morristown, New Jersey, 7960 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/07/2026 Number of Hours: 8, Monthly Number of Hours during trading: 0, Monthly Duties: Aunt
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-13 |
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