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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-29 |
Branch Locations
313 N Gilbert Rd Suite 200, Gilbert, AZ 85234 • United States
Yuma, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Yuma | AZ | 04/2016 | 01/2018 |
| Greater Phoenix Economic Council | Phoenix | AZ | 01/2018 | 05/2018 |
| Arizona Public Service Company | Phoenix | AZ | 05/2018 | 03/2019 |
| Ameriprise Financial Services Inc | Phoenix | AZ | 08/2018 | 03/2019 |
| Better Money Decisions | Albuquerque | NM | 03/2019 | 04/2020 |
| Voya Financial Advisors, Inc. | Gilbert | AZ | 04/2020 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Studio Y Yoga & Wellness | Yuma | AZ | 04/2023 | 11/2024 |
| Tranquility Wellness Studio | Yuma | AZ | 09/2024 | 11/2024 |
1)NAME OF OTHER BUSINESS: RAYHONS FINANCIAL SOLUTIONS ; INVESTMENT RELATED: YES; ADDRESS: 313 N. GILBERT RD SUITE 200 GILBERT, AZ 85234; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3335 E BASELINE RD; GILBERT; AZ; 85234; Fixed Insurance Sales; Independent Insurance Agent; 4/28/2020; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.| 3) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 4207 E CHEROKEE CV, SPRINGDALE, AR 72764; NATURE OF BUSINESS: PROPERTY OWNERSHIP; START DATE: 9/2021; POSITION/TITLE/RELATIONSHIP: CO-OWNER/CO-TRUSTEE; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CO-OWNER OF PROPERTY, GRANTOR AND CO-TRUSTEE OF REVOCABLE TRUST THAT OWNS THE PROPERTY; 4) NAME OF OTHER BUSINESS: YOGA INSTRUCTOR, INVESTMENT RELATED: NO, ADDRESS: YUMA, AZ 85365, NATURE OF BUSINESS: FITNESS, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: INSTRUCTOR, APX NUMBER OF HOURS PER WEEK: 6, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: GUIDE YOGA, MEDITATION, AND SOUND BATH CLASSES AND WORKSHOPS IN THE COMMUNITY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-15 |
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