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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-29
  • AZ RA
    APPROVED
    Since 2023-06-29

Branch Locations

313 N Gilbert Rd Suite 200, Gilbert, AZ 85234 • United States

Yuma, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Yuma AZ 04/2016 01/2018
Greater Phoenix Economic Council Phoenix AZ 01/2018 05/2018
Arizona Public Service Company Phoenix AZ 05/2018 03/2019
Ameriprise Financial Services Inc Phoenix AZ 08/2018 03/2019
Better Money Decisions Albuquerque NM 03/2019 04/2020
Voya Financial Advisors, Inc. Gilbert AZ 04/2020 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Studio Y Yoga & Wellness Yuma AZ 04/2023 11/2024
Tranquility Wellness Studio Yuma AZ 09/2024 11/2024
  • 04/2016 → 01/2018
    Ameriprise Financial Services, Inc.
    Yuma, AZ
  • 01/2018 → 05/2018
    Greater Phoenix Economic Council
    Phoenix, AZ
  • 05/2018 → 03/2019
    Arizona Public Service Company
    Phoenix, AZ
  • 08/2018 → 03/2019
    Ameriprise Financial Services Inc
    Phoenix, AZ
  • 03/2019 → 04/2020
    Better Money Decisions
    Albuquerque, NM
  • 04/2020 → 06/2021
    Gilbert, AZ
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 04/2023 → 11/2024
    Studio Y Yoga & Wellness
    Yuma, AZ
  • 09/2024 → 11/2024
    Tranquility Wellness Studio
    Yuma, AZ
Previous Registrations
Other Businesses

1)NAME OF OTHER BUSINESS: RAYHONS FINANCIAL SOLUTIONS ; INVESTMENT RELATED: YES; ADDRESS: 313 N. GILBERT RD SUITE 200 GILBERT, AZ 85234; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 3335 E BASELINE RD; GILBERT; AZ; 85234; Fixed Insurance Sales; Independent Insurance Agent; 4/28/2020; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.| 3) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 4207 E CHEROKEE CV, SPRINGDALE, AR 72764; NATURE OF BUSINESS: PROPERTY OWNERSHIP; START DATE: 9/2021; POSITION/TITLE/RELATIONSHIP: CO-OWNER/CO-TRUSTEE; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: CO-OWNER OF PROPERTY, GRANTOR AND CO-TRUSTEE OF REVOCABLE TRUST THAT OWNS THE PROPERTY; 4) NAME OF OTHER BUSINESS: YOGA INSTRUCTOR, INVESTMENT RELATED: NO, ADDRESS: YUMA, AZ 85365, NATURE OF BUSINESS: FITNESS, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: INSTRUCTOR, APX NUMBER OF HOURS PER WEEK: 6, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: GUIDE YOGA, MEDITATION, AND SOUND BATH CLASSES AND WORKSHOPS IN THE COMMUNITY;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-15
  • S66 Uniform Combined State Law Examination
    2014-09-15
Designations

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