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706 N Main St, Ofallon, MO 63366 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-03-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Quincy | IL | 09/2015 | 02/2017 |
| Bates Securities, Inc. | Rockford | IL | 05/2017 | 09/2019 |
| Hawaii Doe | Waimea | HI | 08/2019 | 06/2020 |
| Valic Financial Advisors, Inc. | Chicago | IL | 08/2020 | 06/2021 |
| Bates Securities, Inc. | Rockford | IL | 07/2021 | 11/2023 |
| Bates Financial Advisors, Inc. | Rockford | IL | 07/2021 | 11/2023 |
| Bates Financial Group, Inc. | Rockford | IL | 07/2021 | 11/2023 |
| Allstate Insurance Co | Ewa Beach | HI | 11/2023 | 05/2024 |
| Payson Cusd 1 | Payson | IL | 12/2022 | 05/2023 |
| Life Science Wealth | Urbana | MD | 03/2025 | 02/2026 |
| Lpl Financial | Urbana | MD | 03/2025 | 02/2026 |
| Unemployed | Urbana | MD | 05/2024 | 03/2025 |
| Core Planning, Llc | Ofallon | MO | 03/2026 | Present |
Fill in Substitute Teacher for Quincy Public Schools. There is ample time during the day for market review and trade activities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-13 |
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