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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-09-04
OR RA APPROVED 2025-09-03
CA RA APPROVED 2025-08-29
NV RA APPROVED 2025-08-29
  • AZ RA
    APPROVED
    Since 2025-09-04
  • OR RA
    APPROVED
    Since 2025-09-03
  • CA RA
    APPROVED
    Since 2025-08-29
  • NV RA
    APPROVED
    Since 2025-08-29

Branch Locations

2700 W Coast Highway Ste 130, Newport Beach, CA 92663 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shea Ferraro Insurance Agency Newport Beach CA 12/2014 Present
State Farm Vp Management Corp Newport Beach CA 12/2014 Present
State Farm Investment Management Corp Newport Beach CA 08/2025 Present
  • 12/2014 → Present
    Shea Ferraro Insurance Agency
    Newport Beach, CA
  • 12/2014 → Present
    State Farm Vp Management Corp
    Newport Beach, CA
  • 08/2025 → Present
    Newport Beach, CA
Other Businesses

1. Shea Ferraro's Insurance Agency; Insurance Agency; Investment-related; 2700 W Coast Hwy Ste 130 Newport Beach, CA 92663-4751; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/01/2014; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-28
S63 Uniform Securities Agent State Law Examination 2014-08-22
  • S65 Uniform Investment Adviser Law Examination
    2025-08-28
  • S63 Uniform Securities Agent State Law Examination
    2014-08-22

View on SEC IAPD

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