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Kader Jon Joseph

Marquise Wealth Management, LLC

Charlotte, NC

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Current Employers
Marquise Wealth Management, Llc

2116 Crown Centre Dr Suite 100, Charlotte, NC 28227 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2018-05-01
  • NC RA
    APPROVED
    Since 2018-05-01

Branch Locations

2116 Crown Centre Dr Suite 100, Charlotte, NC 28227 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlotte NC 10/2017 Present
Ubs Financial Services Charlotte NC 06/2015 06/2017
Unemployed Charlotte NC 06/2017 10/2017
  • 10/2017 → Present
    Wells Fargo Clearing Services, Llc
    Charlotte, NC
  • 06/2015 → 06/2017
    Ubs Financial Services
    Charlotte, NC
  • 06/2017 → 10/2017
    Unemployed
    Charlotte, NC
Previous Registrations
Other Businesses

Kader Joseph is also a licensed Insurance Agent in North Carolina (NPN 17813378). He may receive commission for insurance product sales.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-08-18
S65 Uniform Investment Adviser Law Examination 2014-12-29
  • S63 Uniform Securities Agent State Law Examination
    2015-08-18
  • S65 Uniform Investment Adviser Law Examination
    2014-12-29
Designations
Other Names
  • Kader Jon Joseph
  • Kader Jon Jon Joseph

View on SEC IAPD

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Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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