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100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-02-04 |
| CA | RA | APPROVED | 2026-02-03 |
Branch Locations
100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • United States
100 Meridian Centre Blvd Suite 250, Rochester, NY 14618 • UNITED STATES
8605 E. Raintree Drive Suite# 280, Scottsdale, AZ 85260 • United States
Phoenix, AZ • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-02-04 |
| CA | RA | APPROVED | 2026-02-03 |
Branch Locations
Phoenix, AZ • United States
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arizona State University | Tempe | AZ | 09/2014 | 12/2016 |
| Rbc Capital Markets, Llc | El Segundo | CA | 07/2015 | 12/2017 |
| Raymond James & Associates | Los Angelos | CA | 12/2017 | 02/2026 |
| Ashton Thomas Securities, Llc | Rochester | NY | 02/2026 | Present |
| Ashton Thomas Private Wealth, Llc | Scottsdale | AZ | 02/2026 | Present |
1) ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER/REGISTERED INVESTMENT ADVISER; REGISTERED REPRESENTATIVE/INVESTMENT ADVISER REPRESENTATIVE; 02/2026; SECURITIES SALES, FINANCIAL ADVISING/PLANNING 2) ASHTON THOMAS PRIVATE WEALTH; INVESTMENT RELATED; SCOTTSDALE, AZ; RIA; INVESTMENT ADVISOR REPRESENTATIVE; 02/2026; FINANCIAL ADVISING/PLANNING Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-07 |
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