Tahsin Nawaz Faruki

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 06/2018
  Metlife Investors Distribution Company
  New York City, NY
• 06/2018 → 08/2023
  Wells Fargo Bank, Na
  Reno, NV
• 09/2018 → 08/2023
  Wells Fargo Clearing Services, Llc
  Reno, NV
• 12/2023 → 04/2024
  Mml Investors Services, Llc
  Lafayette, LA
• 11/2023 → 04/2024
  Massmutual Life Insurance Co
  Lafayette, LA
• 04/2024 → Present
  Pen Fed Credit Union
  Rockville, MD
• 04/2024 → Present
  Lpl Financial Llc
  Rockville, MD

Previous Registrations

• 2023-12-11 → 2024-04-16
  Mml Investors Services, Llc
  Lafayette, LA
  Peachtree Corners, GA
• 2021-11-18 → 2023-09-07
  Wells Fargo Clearing Services, Llc
  Atlanta, GA
  Richmond, VA
  Richmond, VA
  Atlanta, GA
  Reno, NV
  Reno, NV
  Reno, NV

Other Businesses

1) 06/11/2024 - PenFed Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date 05/06/2024 - 160 Hours Per Month/ During Trading

Exams

• S66 Uniform Combined State Law Examination
  2021-10-30
• S63 Uniform Securities Agent State Law Examination
  2014-08-25

Other Names

• Tahsin Nawaz Faruki
• Tahsin Faruki