Shawn David Cunningham

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-10-13
WV	RA	APPROVED	2016-09-09

TX RA
APPROVED_RES

Since 2016-10-13
WV RA
APPROVED

Since 2016-09-09

Branch Locations

500 Lee St Ste 401 Laidley Tower, Charleston, WV 25301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stonewall Jackson Middle School	Charleston	WV	11/2015	Present
Wells Fargo Advisors, Llc	Charleston	WV	05/2016	11/2016
Wells Fargo Clearing Services, Llc	Charleston	WV	11/2016	Present

11/2015 → Present

Stonewall Jackson Middle School

Charleston, WV
05/2016 → 11/2016

Wells Fargo Advisors, Llc

Charleston, WV
11/2016 → Present

Wells Fargo Clearing Services, Llc

Charleston, WV

Previous Registrations

2015-12-21 → 2016-05-13

The Huntington Investment Company

Hurricane, WV

South Charleston, WV

Charleston, WV
2015-01-15 → 2015-12-08

Wells Fargo Clearing Services, Llc

Charleston, WV

Other Businesses

WEST SIDE MIDDLE SCHOOL., NOT INV RELATED, CHARLESTON, WV, HEAD BASKETBALL COACH, START 11/1/2024, 40 HOURS PER MONTH, 1 HOUR DURING TRADING, COACHING BASKETBALL.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-01-06

S66 Uniform Combined State Law Examination

2015-01-06

Other Names

Shawn D Cunningham

View on SEC IAPD