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Current Employers
Carter Advisory Services, Inc

12222 Merit Drive Suite 1800, Dallas, TX 75251 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-15
  • TX RA
    APPROVED
    Since 2019-05-15

Branch Locations

12222 Merit Drive Suite 1800, Dallas, TX 75251 • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-02-18
  • TX RA
    APPROVED
    Since 2015-02-18

Branch Locations

12222 Merit Drive Suite 1800, Dallas, TX 75251 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carter Advisory Services Dallas TX 06/2014 05/2019
Raymond James Financial Services, Inc. Dallas TX 11/2014 Present
Raymond James Financial Services Advisors Inc. Dallas TX 02/2015 Present
Carter Advisory Services Dallas TX 05/2019 Present
  • 06/2014 → 05/2019
    Carter Advisory Services
    Dallas, TX
  • 11/2014 → Present
    Raymond James Financial Services, Inc.
    Dallas, TX
  • 02/2015 → Present
    Dallas, TX
  • 05/2019 → Present
    Carter Advisory Services
    Dallas, TX
Other Businesses

(1)Name of Business: Carter Financial Management Address: 12222 Merit Dr Ste 1800, Dallas, TX, 75251, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/23/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: dba Carter Financial Management. (2) The Family Place P.O. Box 7999 Dallas, TX 75209; Activity Type: Charity; Position/Title: Volunteer; Investment Related: No; Start Date: 11/14/2024; Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Pro-Bono volunteer role; teaching a basic personal finance course to women living at the shelter in November and December only.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-19
  • S66 Uniform Combined State Law Examination
    2014-12-19
Designations
Other Names
  • Deborah Lemoine
  • Deborah Hickey
  • Debbie Hickey
  • Debbie Lemoine

View on SEC IAPD

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