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12222 Merit Drive Suite 1800, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-15 |
Branch Locations
12222 Merit Drive Suite 1800, Dallas, TX 75251 • United States
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-02-18 |
Branch Locations
12222 Merit Drive Suite 1800, Dallas, TX 75251 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carter Advisory Services | Dallas | TX | 06/2014 | 05/2019 |
| Raymond James Financial Services, Inc. | Dallas | TX | 11/2014 | Present |
| Raymond James Financial Services Advisors Inc. | Dallas | TX | 02/2015 | Present |
| Carter Advisory Services | Dallas | TX | 05/2019 | Present |
(1)Name of Business: Carter Financial Management Address: 12222 Merit Dr Ste 1800, Dallas, TX, 75251, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 06/23/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: dba Carter Financial Management. (2) The Family Place P.O. Box 7999 Dallas, TX 75209; Activity Type: Charity; Position/Title: Volunteer; Investment Related: No; Start Date: 11/14/2024; Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Pro-Bono volunteer role; teaching a basic personal finance course to women living at the shelter in November and December only.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-19 |
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