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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-08 |
| TX | RA | APPROVED | 2025-03-31 |
Branch Locations
572 Titus Ave, Rochester, NY 14617 • United States
4242 Six Forks Road Suite 1550 [Satellite], Raleigh, NC 27609 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii | Raleigh | NC | 07/2014 | 11/2018 |
| Osaic Wealth, Inc. | Raleigh | NC | 11/2018 | 03/2025 |
| Wells Fargo Advisors Financial Network, Llc | Raleigh | NC | 03/2025 | Present |
SUCCESSOR CO-EXECUTOR, CO-TRUSTEE, AND SUCCESSOR POA POSITION: Co-executor, co-trustee, power of attorney NATURE: I serve as successor co-executor, and co-trustee with my sister Gracyn Hope Easton in the event my mother Julianne Oliver Easton is unable to do so for my Granmother's, Hope Studt, Will.I also serve as successor general power of attorney for Hope Studt in the event my mother Julianne Oliver Easton is unable to do so. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2023 ADDRESS: 203 Sarazen Meadow Way, Cary NC 27513 DESCRIPTION: I serve as successor co-executor, and co-trustee with my sister Gracyn Hope Easton in the event my mother Julianne Oliver Easton is unable to do so for my Granmother's, Hope Studt, Will. I also serve as successor general power of attorney for Hope Studt in the event my mother Julianne Oliver Easton is unable to do so. EXECUTOR OF GRACYN EASTON'S WILL POSITION: Executor, financial power of attorney NATURE: I am serving as the executor for my sister's will and springing financial power of attorney INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2023 Cary, NC DESCRIPTION: Execute will WAKEMED FOUNDATION; NOT INV RELATED; RALEIGH, NC; FOUNDATION TO BENEFIT WAKEMED HOSPITAL AND INITIATIVES; FINANCE COMMITTE MEMBER; START DATE 10/30/2024; 1 HOUR PER MONHT; 0 HOURS DURING TRADING GENERATIONAL CAPITAL OF SULLIVAN AND ASSOCIATES WEALTH MANAGEMENT ; INV RELATED; RALEIGH, NC; FINANCIAL PLANNING, INVESTMENTS, INSURANCE PRACTICE;100% OWNERSHIP; START DATE: 11/17/2025; 160 HRS PER MONTH; 160 HRS DURING TRADING; | GENERATIONAL CAPITAL LLC; INV RELATED; RAEIGH,NC; FINANCIAL ADVISORY;100% OWNERSHIP; START DATE: 11/17/2025; 160 HRS PER MONTH; 160 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-09-05 |
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