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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-01-19
  • GA RA
    APPROVED
    Since 2021-01-19

Branch Locations

525 Westpark Drive Suite 100, Peachtree City, GA 30269 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Country Financial Inc. Newman GA 06/2014 04/2017
Morgan Stanley Peachtree City GA 04/2017 01/2021
Raymond James Financial Services Advisors, Inc. Peachtree City GA 01/2021 Present
Raymond James Financial Services, Inc. Peachtree City GA 01/2021 Present
Morgan Stanley Private Bank, N.A New York NY 04/2018 01/2021
Rockin B Antiques Newman GA 01/2010 08/2024
  • 06/2014 → 04/2017
    Country Financial Inc.
    Newman, GA
  • 04/2017 → 01/2021
    Peachtree City, GA
  • 01/2021 → Present
    Peachtree City, GA
  • 01/2021 → Present
    Raymond James Financial Services, Inc.
    Peachtree City, GA
  • 04/2018 → 01/2021
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 01/2010 → 08/2024
    Rockin B Antiques
    Newman, GA
Previous Registrations
Other Businesses

(1)Name of Business: Kiwanis Club of Newnan Address: Hospital Road, Newnan, GA, 30263, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 01/01/2001 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I'm actually the Assistant Treasurer and I help the Treasurer with reports for the board of directors. (2)Name of Business: Reveille Wealth Management LLC Address: 525 Westpark Drive Suite 100, Peachtree City, GA, 30269, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/15/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-25
S63 Uniform Securities Agent State Law Examination 2014-10-30
  • S66 Uniform Combined State Law Examination
    2018-04-25
  • S63 Uniform Securities Agent State Law Examination
    2014-10-30
Other Names
  • Jay Awbrey
  • Robert Jackson Awbrey

View on SEC IAPD

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