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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-01-19 |
Branch Locations
525 Westpark Drive Suite 100, Peachtree City, GA 30269 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Country Financial Inc. | Newman | GA | 06/2014 | 04/2017 |
| Morgan Stanley | Peachtree City | GA | 04/2017 | 01/2021 |
| Raymond James Financial Services Advisors, Inc. | Peachtree City | GA | 01/2021 | Present |
| Raymond James Financial Services, Inc. | Peachtree City | GA | 01/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2018 | 01/2021 |
| Rockin B Antiques | Newman | GA | 01/2010 | 08/2024 |
(1)Name of Business: Kiwanis Club of Newnan Address: Hospital Road, Newnan, GA, 30263, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 01/01/2001 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: I'm actually the Assistant Treasurer and I help the Treasurer with reports for the board of directors. (2)Name of Business: Reveille Wealth Management LLC Address: 525 Westpark Drive Suite 100, Peachtree City, GA, 30269, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/15/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-25 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-30 |
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