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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14

Branch Locations

1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Downers Grove IL 06/2014 11/2024
Prudential Insurance Company Of America Downers Grove IL 06/2014 Present
Lpl Enterprise, Llc Downers Grove IL 11/2024 Present
Previous Registrations
Other Businesses

1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-07-28
S63 Uniform Securities Agent State Law Examination 2014-08-31
  • S65 Uniform Investment Adviser Law Examination
    2016-07-28
  • S63 Uniform Securities Agent State Law Examination
    2014-08-31

View on SEC IAPD

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