Ming Hu

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 06/2017
  Wilbanks Securities, Inc.
  Oklahoma City, OK
• 01/2010 → 06/2017
  Wilbanks Securities Advisory
  Oklahoma City, OK
• 06/2017 → 01/2018
  Lasalle St Securities Llc
  Elmhurst, IL
• 06/2017 → 01/2018
  Lasalle St Investment Advisors Llc
  Elmhurst, IL
• 01/2018 → 09/2025
  Avantax Investment Services, Inc.
  Charlotte, NC
• 01/2018 → 09/2025
  Avantax Advisory Services
  Charlotte, NC
• 01/2018 → 09/2025
  Avantax Insurance Agency, Llc
  Charlotte, NC
• 06/2017 → Present
  Medico Corp. Life Insurance
  Des Moines, IA
• 03/2010 → Present
  Humana
  Lexington, KY
• 10/2010 → Present
  United Healthcare
  Minneapolis, MN
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Charlotte, NC
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-01-10 → 2025-09-05
  Avantax Advisory Services
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2017-06-08 → 2017-12-31
  Lasalle St. Investment Advisors, L.L.C.
  Charlotte, NC
  Elmhurst, IL
• 2010-01-14 → 2017-06-19
  Wilbanks Securities Advisory
  Oklahoma City, OK
  Charlotte, NC
• 2009-04-13 → 2010-01-20
  Edward Jones
  St Louis, MO
  Charlotte, NC

Other Businesses

Humana~'NIR'~PO Box 14750~Lexington~KY~40512~Insurance Agent~Independent Contractor~3/29/2010~3hrs~1hrs~At this location, I do prospecting via phone calls. Sometimes, I will be conducting client meetings and doing service requests from my clients.|Medico Corp. Life Insurance~'NIR'~P.O. Box 10386~Des Moines~IA~50306~Insurance Agent~Independent Contractor~6/13/2017~2hrs~0.5hrs~At this location, I am doing prospecting. Additionally, I will be conducting client meetings and doing client service requests.|United Healthcare~'NIR'~PO Box 1459~Minneapolis~MN~55440~Insurance Agent~Independent Contractor~10/4/2010~8hrs~2hrs~I will be doing prospecting via phone calls. I utilize this location for client service meetings and telephone requests.

Exams

• S66 Uniform Combined State Law Examination
  2009-04-11
• S65 Uniform Investment Adviser Law Examination
  1999-01-29
• S63 Uniform Securities Agent State Law Examination
  1999-01-15

Other Names

• Gary Hu
• Ming Hu
• Ming Hu
• Gary Ming Hu