Wendy Carol Martin

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
WV	RA	APPROVED	2023-11-27

WV RA
APPROVED

Since 2023-11-27

Branch Locations

Williamstown, WV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Parkerburg	WV	06/2015	10/2020
Raymond James Financial Services Inc.	Williamstown	WV	11/2020	Present
Peoples Bank	Marietta	OH	11/2000	10/2022
Raymond James Financial Services Advisors, Inc	Williamstown	WV	11/2023	Present

06/2015 → 10/2020

Wells Fargo Advisors Financial Network, Llc

Parkerburg, WV
11/2020 → Present

Raymond James Financial Services Inc.

Williamstown, WV
11/2000 → 10/2022

Peoples Bank

Marietta, OH
11/2023 → Present

Raymond James Financial Services Advisors, Inc

Williamstown, WV

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-11-08
S63	Uniform Securities Agent State Law Examination	2021-03-29

S65 Uniform Investment Adviser Law Examination

2023-11-08
S63 Uniform Securities Agent State Law Examination

2021-03-29

Other Names

Wendy Carol Story
Wendy Carol Martin

View on SEC IAPD