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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-04-03
  • CT RA
    APPROVED
    Since 2018-04-03

Branch Locations

1655 Straits Turnpike, Middlebury, CT 06762 • United States

233 Main Street, New Britain, CT 06501 • United States

461 Main Street, Oakville, CT 06779 • United States

203 Main Street, Terryville, CT 06786 • United States

120 Farmington Ave, Bristol, CT 06010 • United States

669 Wolcott Rd, Wolcott, CT 06716 • United States

824 Highland Avenue, Waterbury, CT 06708 • United States

985 Watertown Avenue, Waterbury, CT 06708 • United States

40 Middle Street, Bristol, CT 06010 • United States

155 Scott Swamp Rd, Farmington, CT 06032 • United States

2 South Main St, Unionville, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex - Thomaston Financial Services Watertown CT 07/2014 Present
  • 07/2014 → Present
    Infinex - Thomaston Financial Services
    Watertown, CT
Other Businesses

1.) Roost Powersports, LLC 323 South Main St. Thomaston, CT 06787. Not investment related. Spouse owned /Accounting. Opened in 2006/ Approx 20 hours per month. 0 during trading hours. Prep for taxes, bookkeeping. On/Off road equipment/lawn care. 2.) Connecticut Association for Human Services. Volunteer. Approx 8 hours per month during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-29
  • S66 Uniform Combined State Law Examination
    2018-03-29

View on SEC IAPD

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