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Kate Elizabeth Becherer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bellevue, WA

Seattle, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-07-06
WA RA APPROVED 2017-10-27
  • TX RA
    APPROVED
    Since 2018-07-06
  • WA RA
    APPROVED
    Since 2017-10-27

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

401 Union St, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services Llc Bellevue WA 03/2015 04/2017
Timothy Chryst Bellevue WA 07/2014 04/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2016 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 04/2017 Present
Bank Of America, N.A. Bellevue WA 09/2017 Present
  • 03/2015 → 04/2017
    Northwestern Mutual Investment Services Llc
    Bellevue, WA
  • 07/2014 → 04/2017
    Timothy Chryst
    Bellevue, WA
  • 02/2016 → 04/2017
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 04/2017 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bellevue, WA
  • 09/2017 → Present
    Bank Of America, N.A.
    Bellevue, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-24
S63 Uniform Securities Agent State Law Examination 2015-10-08
  • S65 Uniform Investment Adviser Law Examination
    2017-10-24
  • S63 Uniform Securities Agent State Law Examination
    2015-10-08
Other Names
  • Kate Elizabeth Becherer
  • Kate Elizabeth Becherer
  • Kate Becherer

View on SEC IAPD

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Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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