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Kenneth Michael Beierlein

Neuberger Berman Bd LLC

Grosse Pointe Farms, MI

Chicago, IL

CRD 6369712

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-06-24
NY RA APPROVED 2023-01-27
  • MI RA
    APPROVED
    Since 2025-06-24
  • NY RA
    APPROVED
    Since 2023-01-27

Branch Locations

Grosse Pointe Farms, MI • United States

190 South Lasalle Street 23Rd & 24Th & 27Th Floor, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Chicago IL 03/2021 Present
Black Diamond Capital Management Greenwich CT 05/2016 02/2019
Antora Peak Capital Overland Park KS 02/2019 11/2020
Unemployed Chicago IL 12/2020 02/2021
  • 03/2021 → Present
    Neuberger Berman
    Chicago, IL
  • 05/2016 → 02/2019
    Black Diamond Capital Management
    Greenwich, CT
  • 02/2019 → 11/2020
    Antora Peak Capital
    Overland Park, KS
  • 12/2020 → 02/2021
    Unemployed
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-26
S63 Uniform Securities Agent State Law Examination 2014-08-18
  • S66 Uniform Combined State Law Examination
    2023-01-26
  • S63 Uniform Securities Agent State Law Examination
    2014-08-18
Other Names
  • Ken Michael Beierlein
  • Kenneth Michael Beierlein

View on SEC IAPD

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