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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-25
  • TX RA
    APPROVED
    Since 2025-07-25

Branch Locations

500 E Debbie Ln Ste 200, Arlington, TX 76002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Dallas TX 01/2007 08/2022
Ann Nguyen Insurance Agency Dallas TX 01/2008 08/2022
Ann Nguyen Insurance Agency Arlington TX 09/2022 Present
State Farm Vp Management Corp Arlington TX 09/2022 Present
State Farm Investment Management Corp Arlington TX 07/2025 Present
  • 01/2007 → 08/2022
    State Farm Vp Management Corp
    Dallas, TX
  • 01/2008 → 08/2022
    Ann Nguyen Insurance Agency
    Dallas, TX
  • 09/2022 → Present
    Ann Nguyen Insurance Agency
    Arlington, TX
  • 09/2022 → Present
    State Farm Vp Management Corp
    Arlington, TX
  • 07/2025 → Present
    Arlington, TX
Other Businesses

1. HAPA Ventures LLC; investment related; 500 E. Debbie Arlington, TX 76002; Commercial Property; Officer; 02/02/2022; 1; 0; LLC setup to purchase building to house agency and rent to tenants. 2. Ann Nguyen's Insurance Agency; Insurance Agency; Investment-related; 12655 N Central Expy Ste 310 Dallas, TX 75243-3778; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 01/01/2007; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-06-15
  • S63 Uniform Securities Agent State Law Examination
    2006-06-15
Designations
  • Chartered Financial Consultant
Other Names
  • Uyen Hoang Pham
  • Ann Pham
  • Ann Marie Thomas

View on SEC IAPD

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