Elizabeth Newman

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-01-12
NJ	RA	APPROVED	2015-03-02

TX RA
APPROVED_RES

Since 2018-01-12
NJ RA
APPROVED

Since 2015-03-02

Branch Locations

1100-1800 American Blvd Ci Client Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	07/2014	Present
Gunther Ent. The Monmouth Family Times	Manalapan	NJ	04/2011	Present
Hello Newman Inc.	Millstone Township	NJ	01/1998	Present
Bank Of America, N.A.	Pennington	NJ	12/2017	Present

07/2014 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
04/2011 → Present

Gunther Ent. The Monmouth Family Times

Manalapan, NJ
01/1998 → Present

Hello Newman Inc.

Millstone Township, NJ
12/2017 → Present

Bank Of America, N.A.

Pennington, NJ

Other Businesses

I*73642 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GUNTHER PUBLICATIONS MONMOUTH FAMILY TIMES INVESTMENT RELATED: N ADDRESS OF BUSINESS: MANALAPAN, NEW JERSEY 7726 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: CONSULTANT, START DATE OF RELATIONSHIP: 4/1/2011 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LOCAL ADVERTSING NEWSPAPER. SELL ADVERTISEMENTS, PROOF-READ ARTICLES. I*73641 For profit or not for profit: For-Profit Organization Name of outside business organization: Hello Newman Inc Investment related: N Address of business: Millstone Township, New Jersey 8535 Nature of business: S-Corp, Position, title, association: Family Held, Start date of relationship: 1/1/1998 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Manufacturer Rep of Home Goods. My tasks are administrative.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-25
S63	Uniform Securities Agent State Law Examination	2014-12-05

S66 Uniform Combined State Law Examination

2015-02-25
S63 Uniform Securities Agent State Law Examination

2014-12-05

Other Names

Elizabeth Ann Pepe
Liz Pepe
Liz Newman
Elizabeth A Newman

View on SEC IAPD