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4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-08-11 |
Branch Locations
5039 Main St. #5, Shallotte, NC 28470 • United States
4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2014 | 02/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | NC | 02/2020 | 02/2022 |
| Bank Of America, N.A. | Wilmington | NC | 06/2020 | 07/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2022 | 06/2024 |
| Cambridge Investment Research Advisor, Inc. | Fairfield | IA | 08/2022 | 06/2024 |
| Thrivent Investment Management Inc | Minneapolis | MN | 10/2024 | 08/2025 |
| Unemployed | Southport | NC | 02/2022 | 07/2022 |
| Unemployed | Southport | NC | 07/2024 | 09/2024 |
| Thrivent Financial | Appleton | WI | 10/2024 | 02/2025 |
| Thrivent Financial | Appleton | WI | 02/2025 | 08/2025 |
| Madison Avenue Securities | San Diego | CA | 08/2025 | Present |
| Buck Wealth Strategies | Honolulu | HI | 08/2025 | Present |
| Buck Financial Services - Outer Banks Llc | Honolulu | HI | 08/2025 | Present |
1.) Name: E.A. Buck Insurance; Investment Related: Yes; Address: 55 Merchant Street, Suite 2100, Honolulu, Hawaii 96813; Nature of the Business: Insurance Sales; Position: Insurance Agent; Hours Per Week: 40 Hours; Start Date: 08/2025 2.) Name: Buck Wealth Strategies; Investment Related: Yes; Address: 55 Merchant Street, Suite 2100, Honolulu, Hawaii 96813; Nature of the Business: Registered Investment Adviser engaged in asset management services; Position: Investment Advisor Representative; Hours Per Week: 40 Hours; Start Date: 08/2025 3.) Name: Buck Financial Services - Outer Banks LLC; Investment Related: Yes; Address: 55 Merchant Street, Suite 2100, Honolulu, Hawaii 96813; Nature of the Business: Financial Advisor offering Investment Advice and Insurance; Position: Employee; Hours Per Week: 40 Hours; Start Date: 08/2025 4.) Name: Rental Property; Investment Related: No; Position: Property Owner; Hours Per Week: 1 Hour; Start Date: 5/1/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-03 |
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