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Current Employers
Buck Wealth Strategies, Llc

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-11
  • NC RA
    APPROVED
    Since 2025-08-11

Branch Locations

5039 Main St. #5, Shallotte, NC 28470 • United States

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2014 02/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington NC 02/2020 02/2022
Bank Of America, N.A. Wilmington NC 06/2020 07/2022
Cambridge Investment Research, Inc. Fairfield IA 08/2022 06/2024
Cambridge Investment Research Advisor, Inc. Fairfield IA 08/2022 06/2024
Thrivent Investment Management Inc Minneapolis MN 10/2024 08/2025
Unemployed Southport NC 02/2022 07/2022
Unemployed Southport NC 07/2024 09/2024
Thrivent Financial Appleton WI 10/2024 02/2025
Thrivent Financial Appleton WI 02/2025 08/2025
Madison Avenue Securities San Diego CA 08/2025 Present
Buck Wealth Strategies Honolulu HI 08/2025 Present
Buck Financial Services - Outer Banks Llc Honolulu HI 08/2025 Present
  • 07/2014 → 02/2020
    St Louis, MO
  • 02/2020 → 02/2022
    Wilmington, NC
  • 06/2020 → 07/2022
    Bank Of America, N.A.
    Wilmington, NC
  • 08/2022 → 06/2024
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 08/2022 → 06/2024
    Cambridge Investment Research Advisor, Inc.
    Fairfield, IA
  • 10/2024 → 08/2025
    Minneapolis, MN
  • 02/2022 → 07/2022
    Unemployed
    Southport, NC
  • 07/2024 → 09/2024
    Unemployed
    Southport, NC
  • 10/2024 → 02/2025
    Thrivent Financial
    Appleton, WI
  • 02/2025 → 08/2025
    Thrivent Financial
    Appleton, WI
  • 08/2025 → Present
    Madison Avenue Securities
    San Diego, CA
  • 08/2025 → Present
    Buck Wealth Strategies
    Honolulu, HI
  • 08/2025 → Present
    Buck Financial Services - Outer Banks Llc
    Honolulu, HI
Previous Registrations
Other Businesses

1.) Name: E.A. Buck Insurance; Investment Related: Yes; Address: 55 Merchant Street, Suite 2100, Honolulu, Hawaii 96813; Nature of the Business: Insurance Sales; Position: Insurance Agent; Hours Per Week: 40 Hours; Start Date: 08/2025 2.) Name: Buck Wealth Strategies; Investment Related: Yes; Address: 55 Merchant Street, Suite 2100, Honolulu, Hawaii 96813; Nature of the Business: Registered Investment Adviser engaged in asset management services; Position: Investment Advisor Representative; Hours Per Week: 40 Hours; Start Date: 08/2025 3.) Name: Buck Financial Services - Outer Banks LLC; Investment Related: Yes; Address: 55 Merchant Street, Suite 2100, Honolulu, Hawaii 96813; Nature of the Business: Financial Advisor offering Investment Advice and Insurance; Position: Employee; Hours Per Week: 40 Hours; Start Date: 08/2025 4.) Name: Rental Property; Investment Related: No; Position: Property Owner; Hours Per Week: 1 Hour; Start Date: 5/1/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-03
  • S66 Uniform Combined State Law Examination
    2014-10-03
Other Names
  • Timothy Michael White
  • Timothy White

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