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Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-01-08
TX RA APPROVED 2016-11-04
  • PA RA
    APPROVED
    Since 2026-01-08
  • TX RA
    APPROVED
    Since 2016-11-04

Branch Locations

Schwenksville, PA • United States

12750 Merit Drive Suite 1450, Dallas, TX 75251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg Investments, Inc. Dallas TX 01/2012 11/2016
Mpact Dallas TX 01/2012 Present
Commonwealth Financial Network Waltham MA 11/2016 Present
  • 01/2012 → 11/2016
    Wfg Investments, Inc.
    Dallas, TX
  • 01/2012 → Present
    Mpact
    Dallas, TX
  • 11/2016 → Present
    Waltham, MA
Previous Registrations
  • 2012-01-13 → 2016-11-07
    Wfg Advisors, Lp
    Dallas, TX
    Dallas, TX
  • 2006-06-22 → 2012-01-27
    Dallas, TX
    Dallas, TX
Other Businesses

1. Fixed insurance sales, as of 2016, 5% of time spent during business hours, Conducted at branch; Investment related. 2. Director and owner of Raegan Arrington Financial, LLC, a private entity created to pass through compensation derived from your securities, advisory, and insurance business, as of 01/2014, 3% of time spent during business hours, Conducted at branch; Investment related. 3. Co-Owner, Assay Wealth Partners, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 08/15/2024; 100% time spent during business hours; Conducted at branch; Investment related. 4. Owner, Assay Private Client; Provides Estate Planning Services, Located at 12750 Merit Drive, Suite 1150, Dallas, TX 75251, as of 02/20/2025; 5% of time spent during business; Conducted at branch location; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-21
  • S66 Uniform Combined State Law Examination
    2006-06-21
Other Names
  • Raegan Ashley Rodgers
  • Raegan Arrington
  • Raegan Ashley Arrington

View on SEC IAPD

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