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Commonwealth Financial Network CRD 8032
$213B regulatory AUM 20,450 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-01-08 |
| TX | RA | APPROVED | 2016-11-04 |
Branch Locations
Schwenksville, PA • United States
12750 Merit Drive Suite 1450, Dallas, TX 75251 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg Investments, Inc. | Dallas | TX | 01/2012 | 11/2016 |
| Mpact | Dallas | TX | 01/2012 | Present |
| Commonwealth Financial Network | Waltham | MA | 11/2016 | Present |
1. Fixed insurance sales, as of 2016, 5% of time spent during business hours, Conducted at branch; Investment related. 2. Director and owner of Raegan Arrington Financial, LLC, a private entity created to pass through compensation derived from your securities, advisory, and insurance business, as of 01/2014, 3% of time spent during business hours, Conducted at branch; Investment related. 3. Co-Owner, Assay Wealth Partners, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 08/15/2024; 100% time spent during business hours; Conducted at branch; Investment related. 4. Owner, Assay Private Client; Provides Estate Planning Services, Located at 12750 Merit Drive, Suite 1150, Dallas, TX 75251, as of 02/20/2025; 5% of time spent during business; Conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-21 |
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