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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-03-22 |
| WI | RA | APPROVED | 2023-03-14 |
| CA | RA | APPROVED | 2022-07-07 |
| TX | RA | APPROVED | 2022-07-07 |
Branch Locations
555 California Street Pwm, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | San Francisco | CA | 10/2017 | 03/2022 |
| Goldman Sachs | Salt Lake City | UT | 06/2014 | 09/2017 |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2021 | 03/2022 |
| Morgan Stanley | San Francisco | CA | 06/2022 | Present |
| Illumio | Sunnyvale | CA | 03/2022 | 06/2022 |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2022 | Present |
*461033- Elica Health Centers; Investment related-No; Sacramento, California; Medical; Board Member:Finance Committee: Quality Assurance Committee (proprietor, partner, officer, director, employee, trustee, agent); 11/2021; During business hours: 0; After business hours: 3; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-30 |
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