Dustin Rockwell Carpenter

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 04/2021
  Jp Morgan Securities Llc
  Mission Viejo, CA
• 10/2015 → 04/2021
  Jpmorgan Chase Bank
  Mission Viejo, CA
• 05/2021 → Present
  Fisher Investments
  Plano, TX

Other Businesses

the name of the other business; Pampered Tails Dallas LLC whether the business is investment-related; No the address of the other business; 75407 the nature of the other business; Dog grooming your position; Listed on LLC, wife's company title, or relationship with the other business; Listed on LLC, wife's company the start date of your relationship; 07/20/2026 the approximate number of hours/month you devote to the other business; 0 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Wife's Dog Grooming Business. On LLC so I can be added onto Bank accounts so I can help out with banking and clerical items when needed on weekends. I am not grooming dogs

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-07-08
• S63 Uniform Securities Agent State Law Examination
  2017-07-19

Other Names

• Dustin R Carpenter