Keith Balla

Current Employers

Employment History

• 05/2014 → 10/2019
  1St Global Capital Corp
  Cranford, NJ
• 05/2014 → 10/2019
  1St Global Advisors, Inc
  Cranford, NJ
• 01/2014 → Present
  O'COnnor, Davies, Llp
  Cranford, NJ
• 10/2019 → 09/2025
  Avantax Advisory Services
  Cranford, NJ
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Cranford, NJ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Cranford, NJ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Cranford, NJ
• 2014-05-30 → 2019-10-25
  1St Global Advisors Inc
  Cranford, NJ

Other Businesses

1) NJ STATE BOARD OF ACCOUNTANCY POSITION: BOARD MEMBER NATURE: NJ STATE BOARD INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 1 START DATE: 04/30/2016 ADDRESS: Newark NJ 07101, United States DESCRIPTION: Regulates the practice of accounting in the State of NJ; review complaints and matters to protect the public interest with regard to the public practice of accounting in NJ 2) ATLANTIC WAVERIDERS LLC - RENTAL REAL ESTATE POSITION: IRA owner of interest in LLC owning real estate NATURE: commercial rental real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/30/2016 ADDRESS: Long Branch NJ United States DESCRIPTION: collect rent pay taxes and utilities bills 3) B.M.W. RESTORATIONS, INC POSITION: President NATURE: General construction contracting INVESTMENT RELATED: No NUMBER OF HOURS: 24 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2018 ADDRESS: 45 Shawnee dr, Watchung NJ 07069, United States DESCRIPTION: Oversee trades and outside contractors for construction rehab work 4) BOROUGH OF WATCHUNG POSITION: Mayor NATURE: Mayor of the Borough and approve and sign payments on behalf of Borough after approved by the Borough Council Resolutions INVESTMENT RELATED: No NUMBER OF HOURS: 65 SECURITIES TRADING HOURS: 24 START DATE: 01/03/2019 ADDRESS: 15 Mountain Blvd, Watchung NJ 07069, United States DESCRIPTION: Chief executive of the Borough of Watchung and responsible for town administration 5) U/W ANGELA FLORENTINO FAMILY TRUST POSITION: Trustee NATURE: Manage financial affairs of the Trust and pay distributions to beneficiary pursuant to the trust INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/24/2021 ADDRESS: 20 commerce dr, Suite 301, cranford NJ 07016, United States DESCRIPTION: deposit any proceeds or income and pay expenses of assets owned by the trust and pay distributions to beneficiary

Exams

• S66 Uniform Combined State Law Examination
  2014-05-28