Brandon Xavier Sperling

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2019 → 10/2021
  Merrill Lynch, Pierce, Fenner, & Smith Incorporated
  New York, NY
• 01/2019 → 02/2019
  Unemployed
  Great Neck, NY
• 08/2015 → 12/2018
  Binghamton University
  Binghamton, NY
• 05/2015 → 08/2018
  Retirement Plan Consulting Group Llc
  Hauppauge, NY
• 06/2017 → 08/2017
  Ladmar Associates Llc
  Lake Success, NY
• 04/2019 → 10/2021
  Bank Of America, N.A.
  New York, NY
• 10/2021 → 11/2023
  Raymond James Financial Services
  Hauppauge, NY
• 10/2021 → 11/2023
  Raymond James Financial Services Advisors
  Hauppauge, NY
• 11/2023 → Present
  Wells Fargo Advisors Financial Network, Llc
  Hauppauge, NY

Previous Registrations

• 2021-10-15 → 2023-11-08
  Raymond James Financial Services Advisors, Inc
  Hauppauge, NY
• 2019-05-30 → 2021-10-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY

Other Businesses

SPERLING CONSULTING GROUP INC; INV RELATED; KINGS POINT, NY; 100% OWNERSHIP; START 05/16/2023; 0.5 HOURS PER MONTH; 0.5 HOURS DURING TRADING; INCOME TAX PURPOSES.

Exams

• S66 Uniform Combined State Law Examination
  2019-05-29

Designations

• Certified Financial Planner

Other Names

• Brandon Sperling